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Saturday, June 22, 2019

Leading Human Resources: An Analysis (part 17)


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Readiness Defined
by
Charles Lamson

Readiness in Situational Leadership is defined as the extent to which a follower demonstrates the ability and willingness to accomplish a specific task.

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People tend to be at different levels of readiness depending on the task they are being asked to do. Readiness is not a personal characteristic; it is not an evaluation of a person's traits, values, age, and so on. Readiness is how ready a person is to perform a particular task. This concept of readiness has to do with specific situations---not with any total sense of readiness. All persons tend to be more or less ready in relation to a specific task, function, or objective that a leader is attempting to accomplish. Thus, a salesperson may be very responsible in securing new sales, but very casual about completing the paperwork necessary to close on a sale. As a result, it is appropriate for the manager to leave the salesperson alone in terms of closing on sales, but to supervise closely in terms of paperwork until the salesperson can start to do well in that area, too.

In addition to assessing the level of readiness of individuals within a group, a leader may have to assess the readiness level of the group as a group, particularly if the group interacts frequently in the same work area, as happens with students in the classroom. Thus, a teacher may find that a class as a group may be at one level of readiness in a particular area, but a student within that group may be at a different level. When the teacher is one-to-one with the student, the teacher may have to behave very differently than with working with the class as a group. In reality, the teacher may find a number of students at various readiness levels. For example, the teacher may have one student who is not doing the assigned work regularly, and when the work is turned in, it is poorly organized and not very well done. The teacher may have to initiate some structure and supervise that student closely. Another student, however, may be doing good work but may be insecure and shy. With that student, the teacher may not have to engage in much task behavior in terms of schoolwork, but may need to be supportive, to engage in two-way communication, and to help facilitate the student's interaction with others in the class. Still another student may be competent and confident in the schoolwork and thus can be given minimum assistance. So leaders have to understand that they may have to behave differently one on one with members of their group from the way they do with the group as a whole.

The two major components of readiness are ability and willingness.


Ability is the knowledge, experience, and skill that an individual or group brings to a particular task or activity.


The components of ability are demonstrated knowledge, skill, and experience. They are defined as follows:
  • Knowledge is a demonstrated understanding of a task.
  • Skill is a demonstrated proficiency in a task.
  • Experience is a demonstrated ability gained from performing a task.
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When considering the ability level of others, one must be task-specific. A person who has a Ph.D, in music and 20 years of professional experience playing the piano may be of little help in the design of a new jet engine. It is essential to focus on the specific outcome desired and to consider the ability of the followers in light of that outcome.
Willingness is the extent to which an individual or group has the confidence, commitment, and motivation to accomplish a specific task.
The components of willingness are demonstrated confidence, commitment, and motivation. They are defined as follows:
  • Confidence is demonstrated assurance in the ability to perform a task.
  • Commitment is demonstrated duty to perform a task.
  • Motivation is demonstrated desire to perform a task.
Willingness is only one word that describes the issue. Sometimes, it isn't so much that people are really unwilling, it is just that they have never done a specific task before. Perhaps they do not have any experience with it, so they are insecure or afraid. In general, if it is an issue of never having done something, the problem is insecurity. The term unwilling might be most appropriate when, for some reason, the individuals have slipped, or lost some of their commitment and motivation. It might imply that they are regressing.

Even though the concepts of ability and willingness are different, it is important to remember that they are an interactive influence system. This means that a significant change in one will affect the whole. The extent to which followers bring willingness into a specific situation affects the use of their current ability. And it affects the extent to which they will grow and develop competence and ability. Similarly, the amount of knowledge, experience, and skill brought to a specific task will often affect confidence, commitment, and motivation. Readiness levels are the different combinations of ability and willingness that people bring to each task (see Figure 1).

Figure 1 Continuum of Follower Readiness
Source: Adapted from Paul Hersey, Situational Selling (Escondido, CA: Center for Leadership Studies, 1985), p. 27. Reprinted with permission.

The continuum of follower readiness can be divided into four levels. Each represents a different combination of follower ability and willingness or confidence:
  • Readiness level 1 (R1). Unable and unwilling. The follower is unable and lacks commitment and motivation, or unable and insecure. The follower is unable and lacks confidence.
  • Readiness level 2 (R2). Unable but willing. The follower lacks ability but is motivated and making an effort, or unable but confident. The follower lacks ability but is confident as long as the leader is there to provide guidance.
  • Readiness level 3 (R3). Able but unwilling. The follower has the ability to perform the task but is not willing to use that ability, or able but insecure. The follower has the ability to perform the task but is insecure or apprehensive about doing it alone.
  • Readiness level 4 (R4). Able and willing. The follower has the ability to perform and is committed, or able and confident. The follower has the ability to perform and is confident about doing it.
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Ron Campbell of the Center for Leadership Studies has expanded the continuum of follower readiness (see Figure 1) to include behavioral indicators of the four readiness levels. Each level represents a different combination of follower ability and willingness or confidence. As shown in Figure 2, indicators of a person at R1 for that specific task would be such behaviors as not performing the task to an acceptable level or being intimidated by the task.

Figure 2 Readiness Level 1 (R1)

Because it is important to assess whether a person is unable and insecure, Campbell further refined these readiness indicators to help differentiate between the two R1 readiness states. Specifically, an unable and unwilling R1 would exhibit:
  • Defensive, argumentative, complaining behaviors
  • Late completion of tasks
  • Performance only to exact request
  • Intense frustration
An unable and insecure R1 would exhibit:
  • Body language expressing discomfort: furrowed brow, shoulders lowered, leaning back 
  • Confused, unclear behavior
  • Concern over possible outcomes
  • Fear of failure
The following paragraphs will  present indicators for the three remaining readiness levels R2's indicators are indicated in Figure 3. Specifically, an unable but willing or confident R2 would:
  • Speak quickly and intensely
  • Seek clarity
  • Nod head; make "yes, I know" type comments, seem eager
  • Listen carefully
  • Answer questions superficially
  • Accept tasks
  • Act quickly
  • Be preoccupied with end results rather than incremental steps
    Figure 3 Readiness Level 2 (R2)

    R3's indicators are illustrated in Figure 4. Specifically, an able but unwilling R3 would:
      • Be hesitant or resistant
      • Feel overobligated and overworked
      • Seek reinforcement
      • Be concerned performance is somehow punishing
      Figure 4 
      Readiness Level 3  (R3)

      An able but insecure R3 would:
      • Question own ability
      • Focus on potential problems
      • Lack self-esteem
      • Encourage leader to stay involved
      R4's indicators are illustrated in Figure 5. Specifically, an able and willing or confidant R4 would:
      • Keep boss informed of task progress
      • Make efficient use of resources
      • Be responsible and results-oriented
      • Be knowledgeable, share information to streamline operational tasks
      • Be willing to help others
      • Share creative ideas
      • "Take charge" of tasks
      • Complete responsibilities on time

      Figure 5 Readiness Level 4 (R4)

      These indicators are important clues to follower readiness. Just as a physician must use clues in diagnosing patient illness, leaders must be alert for clues in follower behavior as a critical step to correctly diagnosing readiness.

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      *SOURCE: MANAGEMENT OF ORGANIZATIONAL BEHAVIOR: LEADING HUMAN RESOURCES, 8TH ED., 2001, PAUL HERSEY, KENNETH H. BLANCHARD, DEWEY E. JOHNSON, PGS. 175-180*

      end

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